Hospital Circular 15/1998
Date
Issued: August 26 1998
Publication:
15/1998
Distribution:
- Public Hospitals
- Private Hospitals
Subjects: Reporting Admitted Patient Episodes to the Victorian Inpatient Minimum Database (VIMD)
Table of Contents
Background
Definitions
Criteria for Admission
Criteria for Admission - Reporting to the VIMD
Criteria for Admission - Values
Criteria for Admission - Guide for Use
Leave
Other related VIMD definitions and data items
Background
This document replaces circular 19/1993 - providing administrative guidelines for complying with hospital admission policy in Victoria. Admission policy in Victoria encompasses concepts contained in the 1993 Medicare Agreement, the National Health Data Dictionary (NHDD) Version 7.0, the Commonwealth Same Day Procedure Manual, August 1996 (as updated), and the PRS/2 Manual, Version 8.
Admission policy issues are currently being considered by a combined Casemix Information Development Exchange (CIDEX) and Australian Clinical Casemix Committee (ACCC) Working Group which will report its finding to the National Health Data Committee (NHDC). In addition, the funding and reporting of same day admitted services is being reviewed by the Department of Human Services. Any changes to admission policy that arise from the work of these groups and/or the negotiations of the new Australian Health Care Agreement, may result in amendments or the release of a new circular.
The decision to admit a patient (rather than to treat them as an outpatient or accident and emergency patient) should be made by a medical practitioner and cannot be delegated to administrative staff or automated. Thus Resident and Senior Medical Staff, Nursing Staff and personnel involved in the admission procedure within hospitals, including staff of the Admission Office, Medical Records Department and Hospital Information Systems Department, need to be fully acquainted with the content of this document.
Definitions
An admission is the administrative process which signifies the commencement of an admitted patient episode of care. An admission may be formal or statistical.
Formal admission:
The administrative process by which a hospital records the commencement of treatment and/or care and accommodation of an admitted patient.
Statistical admission on care type change:
The administrative process by which a hospital records the start of any episode of care, subsequent to the initial episode of care (which commences with a formal admission), within a single hospital stay.
Refer to Section B of the PRS/2 Manual for details of the Care Types reported to the VIMD.
The mandatory VIMD data item Admission Source records whether the admission is statistical or formal. Refer to Section B of the PRS/2 Manual for more information.
An admitted patient is a person who has been assessed by the treating clinician as meeting at least one of the minimum criteria for admission and who undergoes the hospital's formal or statistical admission process as either a same-day, overnight or multi-day stay patient.
The criteria for admission are stated, then explained in the following sections.
Criteria for Admission
The minimum criteria for admission were initially drawn from the 1993 Medicare Agreement, which in turn were based upon criteria for the admission of private patients for day only procedures, most recently detailed in the Commonwealth publication Same Day Procedure Manual, August 1996. Since then they have been adapted to incorporate the admission of all newborns, in accordance with the NHDD V7.0. In the minimum criteria for admission stated below, the reference to 'Same Day Procedures Manual' means the updated version contained on the Internet (http://www.health.gov.au/pubs/circfinl/spcintst.htm).
Before a patient can be admitted, at least one of the following criteria, must be met:
- The patient is to receive a Same-day Surgical and Diagnostic Services as specified in Band 1A, 1B, 2, 3 and 4 as specified in the Same Day Procedures Manual;
or
- The patient is to receive a Type C Professional Attention Procedure as specified in the Same Day Procedures Manual. In these cases the medical record must contain documentation from the medical practitioner which justifies the admission on the grounds of the medical condition of the patient or other special circumstances that relate to the patient (for example, remote location, no-one at home to care for the patient);
or
- The patient is nine days old or less at the time of admission (newborn). All newborn days are further divided into categories of qualified and unqualified in accordance with the Medicare Agreement and for health insurance benefit purposes.
- A newborn
day is qualified if the newborn meets at least one of
the following criteria:
- is the second or subsequent live born infant of a multiple birth, whose mother is currently an admitted patient; or
- is admitted to an intensive care facility in a hospital, being a facility approved by the Commonwealth Minister for the purpose of the provision of special care; or
- is admitted to or remains in hospital without their mother.
- A newborn day is unqualified if the newborn does not meet any of the criteria described above;
or
- The patient, following a clinical decision, is expected to require overnight or multi-day hospitalisation.
Criteria for Admission - Reporting to the VIMD
Criterion for Admission must be reported at admission for all admitted patients. If the care intended to be provided to a patient does not meet any of the criteria for admission, then the patient should not be admitted and the episode not reported to the VIMD. Hospitals are responsible for ensuring that appropriate procedures and records are maintained to facilitate accurate reporting and to justify the admission. The list of criteria for admission on the previous page is complete - there are no other criteria for admission. For example:
- Care provided to a patient in a non-admitted hospital setting over an extended period of time does not in itself constitute (conversion to) an admission. A patient in non-admitted care may only be admitted once at least one of the admission criteria are met.
- Under these criteria, the fact that a procedure is undertaken in an operating suite does not, in itself, justify admission.
The specific criteria under which each patient is admitted does not impact upon casemix funding.
Change To Planned Treatment
Where a patient's condition requires a different course than that planned at admission, the hospital must retain on the VIMD the original Criterion for Admission. For example, a newborn who changes Qualification Status must retain their original Criterion for Admission code (N or U).
Cancelled Treatment
There will be occasions where a patient, who is admitted, subsequently has their planned treatment cancelled and is separated on the same day:
- If the admission could be justified as extended medical treatment (see Guide for Use - Type C, page 8) and supporting documentation is provided, the episode should remain and be reported to the VIMD. Note even though this assessment needs to be made, the original criterion for admission should not be changed.
- If the admission could not be justified as extended medical treatment, the admission should be cancelled.
The level of same-day admissions involving cancelled procedures will be continually monitored.
Admission from Emergency Department
When a patient is admitted from the Emergency Department then the admission time is the time treatment commenced in the Emergency Department. That is, when the patient is first treated by a nurse or doctor, whichever comes first. The Emergency Department occasion of service is counted in these circumstances.
'Parentcraft'
'Parentcraft' describes the type of care provided by Early Parenting Centres though similar care may be provided by other hospitals. In regard to 'parentcraft' care and treatment, only those family members who satisfy the minimum criteria should be admitted. Whilst mother, father, baby and siblings may attend the hospital, normally only one member of the family should be admitted. In some instances, admission of two or more family members may be justified where they are affected by separate problems; or where problems affect more than one member, such as breastfeeding difficulties, where care and treatment are required for both mother and baby.
Criteria for Admission - Values
For the purposes of reporting Criteria for Admission to the VIMD, select the first appropriate category:
B = Day Only Bands 1A, 1B, 2, 3 and 4
C = Type C Professional Attention Procedures with Certification
N = Qualified newborn
U = Unqualified newborn
O = Patient expected to require hospitalisation for minimum of one night
For example, if the patient is admitted for a Day Only Band 1A procedure, but, because there will be no one at home to care for the patient that night, the management plan at admission is that the patient will remain overnight, the Criterion for Admission code selected should be B.
Criteria for Admission - Guide for Use
B - Day Only Bands 1A, 1B, 2, 3 and 4
It is expected that the majority of Type B procedures will (and should) occur in an admitted patient setting and be reported to the VIMD accordingly. For example, it has consistently been agreed that patients should always be admitted for each episode involving renal dialysis.
Code B is the correct code for patients who meet Criterion B but stay in hospital overnight, whether that overnight stay was planned or unplanned at the time of admission.
For the purpose of VIMD reporting, there is no significance in, nor requirement to, separately identify the various bands. They are included in the definition to highlight the consistency with the classification of private patients by hospitals for health insurance claim purposes.
When a private patient is admitted for a Type B intervention but stays overnight, the relevant section of the 'Private Patient Hospital Claim Form' must be completed. As advised in Circular 6/1998, the Commonwealth are phasing out the use of form 1830 which was formerly used for certification purposes.
C - Type C Professional Attention Procedures with Certification
Type C Exclusion List
The exclusion list of procedures (the 'Type C Exclusion List') identifies services which are not normally accepted as same day admissions and would usually be undertaken on a non-admitted basis (outpatient, accident and emergency). However, they can be admitted if this is justified by the patient's medical condition or other special circumstances. This list overrides the general criteria listed under the definition of the bands.
The Commonwealth Department of Health and Family Services regularly updates the Type C Exclusion List which appears in the Same Day Procedure Manual. Circulars containing these updates are distributed to hospitals and they can also be accessed on the following internet address: http://www.health.gov.au/pubs/circfinl/spcintst.htm
Code C is the correct code for patients who meet Criterion C but stay in hospital overnight, whether that stay was planned or unplanned at the time of admission.
Extended Medical Treatment - Emergency, and Non-Emergency
It is acknowledged that the non-surgical component of day admissions is not well addressed in the Same Day Procedures Manual. In order to establish some consistency in data collection between hospitals, the decision to admit should be based on:
- the appropriateness to admit the patient as determined by a clinician; and
- medical treatment involving constant nursing care and treatment under the supervision of a medical practitioner for a period of no less than four hours, excluding waiting time (note this is only a guideline - alone it does not provide justification for an admission; a clinical decision to admit is required and must be adequately documented).
Certification
Whilst the Type C Exclusion List identifies services which will not normally be accepted as same day admissions, there will be occasions when patient admission for the provision of Type C services is warranted on the grounds of the medical condition or other special circumstances that relate to the patient. These details must be documented.
For privately insured patients:
The attending medical practitioner should complete the relevant section of the 'Private Patient Hospital Claim Form'. As advised in Circular 6/1998, the Commonwealth are phasing out the use of form 1830 which was formerly used for certification purposes.
For patients other than privately insured patients:
The Department no longer requires completion of a pro-forma. However, documented justification for the admission for Type C procedures must be included in the medical record. Audits of medical records will be conducted for the purpose of ensuring that Type C services provided in an admitted patient setting are warranted.
N - Qualified newborn
Code N should be recorded if the newborn is qualified at the time of admission. While the Qualification Status may subsequently change to unqualified, the Criterion for Admission and the Care Type should not be changed.
U - Unqualified newborn
Code U should be recorded if the newborn is unqualified at the time of admission. If the Qualification Status subsequently changes to qualified, the original Care Type should be changed, but the Criterion for Admission should remain as originally recorded.
O - The patient, following a clinical decision, is expected to require overnight or multi-day hospitalisation
This category involves the admission of patients with the expectation, at the time of admission, that the patient requires overnight or multi-day hospitalisation (this hospitalisation may be provided by a subsequent hospital to which the patient is transferred).
This category is therefore intended to cover the critically ill patient who presents to the emergency department but dies within a few hours despite intensive resuscitative treatment and the patient who needs resource intensive emergency stabilisation for a short period, prior to transfer to another hospital.
Thus criterion Code O is not altered if the patient dies, is transferred or is discharged on the same day. The decision to admit to this category must be made on the basis of clinical appropriateness, and it is not intended that such a decision be determined simply by the duration of the stay.
Leave
A sound understanding of the underlying concepts is essential for accurate reporting of episodes for patients who leave hospital during an episode of care. There are two types of leave - contract and normal.
Contract Leave
Contract leave is a period spent as an admitted patient at a contracted (service provider) hospital, during an episode where the patient is also admitted to the contracting (purchasing) hospital. Contract leave days are reported only by the contracting (purchasing) hospital, and are treated as patient days and included in the length of stay at that hospital. There is no limit to the duration of contract leave. Periods of contract leave are not counted as separations.
Normal Leave
Normal leave occurs when an overnight or multi-day patient leaves the hospital temporarily with the approval of the hospital and/or treating medical practitioner, with the intention that the patient will return within seven days to continue the current treatment. No patient day charges are raised, nor patient days counted, while the patient is on normal leave. Periods of normal leave are not counted as separations.
If the absence is planned to be greater than seven days or if the patient fails to return within seven days:
- The patient should be formally separated, effective from the date of leaving the hospital; this is counted as a formal separation. If the patient later returns to the hospital and is admitted, a new Episode Record is started; this is counted as a formal admission.
- An overnight/multi-day stay patient in one hospital cannot concurrently be an overnight/multi-day stay patient in another hospital. Such a patient must be discharged from one hospital and admitted to the other hospital on each occasion of transfer.
Where it is intended that a patient return to the hospital within seven days for a related but different procedure (e.g. a coronary angiogram is to be followed by heart surgery) the patient should be separated and re-admitted.
Where it is intended that a patient return to the hospital within seven days for a regular Type B procedure (dialysis, chemotherapy, plasmapheresis, etc.) the patient should be separated and re-admitted.
However where it is intended that a patient return to the hospital at regular intervals of not more than seven days for a series of non-Type B procedures, the patient is:
- a multi-day patient on leave between treatments; and
- not a same day patient, even if the patient does not stay overnight in the hospital.
In such cases documented justification for the admission must be provided.
Other related VIMD definitions and data items
Refer to Section A and B of the PRS/2 Manual for information on related definitions and data items. These include:
- Same Day Patient
- Overnight or Multi-Day Stay Patient
- Length of Stay
- Contracted Services
- Admission Source
- Qualification Status
- Special Funding Arrangement
- Intended Duration of Stay
Please contact
the PRS/2 Help Desk on 9616 8141 or by email:
PRS2.Help-Desk@dhs.vic.gov.au,
if you have any queries.
CHRIS
BROOK
DIRECTOR
ACUTE HEALTH
